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The Export Administration Regulations (EAR) contain a list of names of certain foreign persons – including businesses, research institutions, government and private organizations, individuals, and other types of legal persons – that are subject to specific license requirements for the export, reexport and/or transfer (in-country) of specified items. These persons comprise the Entity List, which is found in Supplement No. 4 to Part 744 of the EAR.

What is BIS’s policy for reviewing license applications that include listed entities as parties to the transaction?

BIS reviews license applications that include listed entities according to the entity’s role in the proposed transaction and the specific license review policy(ies) set forth for the entity(ies) on the Entity List. Note that while transactions outside of the scope of the license review policy for a listed entity are not prohibited, BIS considers that such transactions carry a "red flag."

What are the different types of license requirements for listed entities?

Each entity on the Entity List is assigned a specific licensing requirement on the basis of the national security and/or foreign policy considerations associated with the entity’s designation on the Entity List. Within the Entity List, the information for each listed entity includes the license requirement, license review policy, and Federal Register citation(s). License requirements vary from “all items subject to the EAR,” which includes items on the CCL as well as EAR99 items, to all items on the CCL, or to all items on the CCL except for specified items.

Are U.S. companies prohibited under the EAR from doing business with specific entities that are not included on the Entity List?

As set forth in the answer to question 28, both BIS and other agencies in the U.S. Government maintain other lists of entities for which there are restrictions on doing business. In addition, the provisions of part 744 of the EAR, including § 744.6 of the EAR, apply to transactions regardless of whether the entity in question is listed on the Entity List or not.

What is the Entity List?

The Bureau of Industry and Security (BIS) publishes the names of certain foreign persons – including businesses, research institutions, government and private organizations, individuals, and other types of legal persons - that are subject to specific license requirements for the export, reexport and/or transfer (in-country) of specified items. These persons comprise the Entity List, which is found at Supplement No. 4 to Part 744 of the Export Administration Regulations (EAR).

Remarks as Prepared for Delivery by Assistant Secretary for Export Administration Thea D. Rozman Kendler to the Export Controls and Human Rights Initiative

Bureau of Industry and Security
Submitted by BIS on Friday, September 15, 2023

Remarks as Prepared for Delivery by Assistant Secretary for Export Administration Thea D. Rozman Kendler to the Export Controls and Human Rights Initiative

As prepared for delivery on September 15, 2023.

Introduction: Explanation of A/S Role and Current Authorities

Entity List

The "Entity List" is a U.S. government compilation of foreign individuals, companies, and organizations deemed a national security concern, subjecting them to export restrictions and licensing requirements for certain technologies and goods.

FOR IMMEDIATE RELEASE | Tuesday, August 23, 2022 | Media Contact: [email protected]

Commerce Adds Seven Chinese Entities to Entity List for Supporting Military Modernization Efforts


WASHINGTON, D.C. – The U.S.


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